The Law Offices of Ira S. Newman

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Business

Employment Issues under OSHA
Protection for Whistleblowers Concerning Unsafe Shipping Containers More...
Employment Law
Protection for Solid Waste Disposal Act Whistleblowers More...
Director Committees for NASDAQ-Listed Companies
Required Independent Director Committees for NASDAQ-Listed Companies More...
Liabliity Under Clean Water Act
Enacted in 1972, The Clean Water Act1 (CWA) attempts to restore and maintain the chemical, physical, and biological integrity of United States waters by regulating the discharge of pollutants into the nation's surface waters, water treatment plants, and wetlands. Generally, a violation of the CWA occurs when a pollutant is discharged without an appropriate permit or in contravention or an effluent limitation or pretreatment requirement. More...
Investment Advisor Codes of Ethics
Rule 204A-1 of the Securities and Exchange Commission, adopted pursuant to the Investment Advisers Act of 1940, requires implementation of codes of ethics by investment advisers. Each adviser's code of ethics must include a standard of conduct and must require compliance with federal securities laws. The codes also must require that investment adviser employees must report their personal stock transactions, and copies of the codes must be made available to clients of the investment advisor. More...

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Ira S. Newman
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